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Business Ethics Will Lead to Future Success at Laidlaw & Company

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Laidlaw & Company  is an investment banking and brokerage firm whose principles sent a letter to the Securities and Exchange Commission in October of 2015 with information on its capital raising and involvement with institutional investors to settle differences with the company Relmada Therapeutics, Inc. Relmada Therapeutics, Inc. filed a complaint against Laidlaw and its principles, Matthew Eitner and James Ahern, stating that the Company was in breach of fiduciary duty, and that the Company provided false and misleading proxy materials.

PRNewswire says that Laidlaw & Company have a history of violating state and federal securities laws and financial regulations. Even though the Company’s principal location is in New York City, Laidlaw incorporated in England from the past under the name Sands Brothers International Ltd.

Today, the London based location of Laidlaw seeks changes and plans to build its Wealth Management by providing United States capital market access to European healthcare companies and investors, says Bloomberg L.P. I can understand that the Company wants to pursue changes and recover from past controversies to avoid bankruptcy in the future. But, in order for Laidlaw and its principles to progress in the future, I would recommend that the Company follow not only the United States federal and state securities laws and financial regulations, but also the European laws and regulations in securities, investments and finances.

Overall, both Matthew Eitner and James Ahern, as I can understand from Laidlaw’s website are intelligent individuals, with Eitner as CEO of Laidlaw, since 2011, and Ahern as Managing Partner, since 2010. The Company’s website says that Eitner and Ahern contribute to charitable organizations and both are involved in schools within their community. With that said, I truly recommend through the use of business ethics is Laidlaw & Company’s alternative to growth and success.

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